College for Financial Planning National Conference 2012

The economic collapse of these past several years evidenced a stunning series of lapses in fiduciary responsibility, regulatory oversight and integrity in the financial markets. Each sensational scheme has resulted in new state, federal and industry regulation. This session examines some of the most infamous cases and the ensuing regulation that followed highlighting the impact on the financial services profession. New risks to industry integrity are surfacing every day and regulation has yet to fully address these uncharted waters.

Speaker: Keith Darcy

Complexity Level: Overview