This course describe key aspects of plan termination, how plan administrators can avoid costly penalties, governmental programs for correcting plan defects and reporting requirements, claims of plan participants, and claims against qualified plans by nonparticipants.

Author: Michael B. Cates, MS, CFP®

Michael B. Cates, MS, CFP® joined the College in 1986, and is the professor for the Income Tax Planning course of the CFP Certification Professional Education Program. He received his CFP® certification in 1995, and completed the College’s Master of Science degree program in 1997. Mike is also the lead professor for the introductory Income Tax Planning course in the College’s master’s program. In addition to his responsibilities at the College, Mike also maintains a tax planning and preparation firm in Aurora, Colorado. You can reach Mike at mike.cates@cffp.edu.

Complexity Level: Intermediate